Investment Options
Investment Options
Through our affiliation with First Allied, we provide a wide-range of diversified financial products. Together, we offer you the objectivity of working with an
independent financial consultant combined with the stability and strength to access the world's financial markets and a wealth of investment resources. Below is a detailed list of financial product offerings through First Allied.
Stocks
Cash Management
Retirement Accounts
Mutual Funds
- NYSE-listed stocks
- NASDAQ over-the counter
- All other major exchanges
- Foreign stocks
- Initial public offerings
- Margin accounts
- Corporate finance
- Investment banking
- 144 and other restricted
securities sales
- Employee stock-option plans
- Daily sweep accounts
- Money markets
- Insured CDs
- Online account access
- IRAs
- SEP/IRAs
- Roth IRAs
- Education IRAs
- Simple IRAs
- Defined contribution
- Money-purchase pension plan
- Profit-sharing plan
- 403(b)
- 401(k)
- Open-end funds
- Closed-end funds
- Networking
- Dividend reinvestment
Government Securities
Asset Management
Bonds
Alternative Investments
- Ginnie Maes
- Treasury bills
- Treasury bonds
- Treasury notes
- Independent manager search
- Performance monitoring and reporting
- Wrap-fee accounts
- Asset allocation
- Fee-in-lieu accounts
- Outside managed accounts
- CMOs
- Convertible
- Corporate
- Municipal
- Zero coupon
- REITs
- Equipment leasing
- Managed futures
- Equity-linked notes
- Oil & Gas Programs
- Tax Credit Programs
- Real Estate LLC's
- Mortgage Funds
Options
Insurance
And More . . .
All major exchanges
- Fixed annuities
- Variable annuities
- Term life
- Variable life
- Universal life
- Whole life
- Disability
- Long-term care
Education and 529 plans

